Securities and Exchange Board of India (SEBI) - Quick Revision Sheet
Quick revision
Dates
| Date | Event |
|---|---|
| 1988 | SEBI established as a non-statutory body |
| 12 May 1992 | SEBI made an autonomous body |
| 1992 | SEBI Act 1992, statutory powers |
| 13 September 1994 | Finance Ministry notification delegating Securities Contracts Act powers |
| December 1996 | Demat trading begins on NSE (Reliance Industries, 100 shares) |
| December 1997 | Demat trading begins on BSE |
Key facts
| Term | Fact |
|---|---|
| Headquarters | Bandra Kurla Complex, Mumbai |
| Regional offices | New Delhi (N), Kolkata (E), Chennai (S), Ahmedabad (W) |
| Three key functions | Quasi-legislative, quasi-judicial, quasi-executive |
| Objectives | Regulate stock exchanges, protect investors, check insider trading, control brokers |
| Governing body nominees | Three members per stock exchange |
| Insider trading | Dealing by insiders using confidential information |
| Fungible | Demat holdings are identical and interchangeable |
| DP | Depository Participant |
| PAN | 10-digit alphanumeric, Income Tax Department |
| Demat fees | Annual maintenance, transaction and conversion fees |
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